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Client Basic Information
Acknowledgment of Disclosure Statements
Please view our Disclosures below the Advisor Agreement
Client hereby acknowledges receipt of a copy of Part 2A of Adviser’s Form ADV and understands that he/she has the right to terminate this Agreement for advisory services without penalty, within five business days after execution of this Agreement.
Qualified Client status
Registered investment advisers generally are prohibited by section 205(a)(1) of the Advisers Act from charging performance-based compensation. An exemption from this prohibition is provided by Rule 205-3 under the Advisers Act for clients that meet the definition of a "qualified client."
Currently, Rule 205-3 provides that in order to be a qualified client, a client must have either (i) at least $1 million of assets under the management of the investment adviser, or (ii) a net worth (together, in the case of a client which is a natural person, with assets held jointly with a spouse) which the investment adviser reasonably believes to be in excess of $2.1 million.
SUBMITTING THIS ONLINE APPLICATION DOES NOT CREATE AN ADVISORY RELATIONSHIP.