Invest

Please review the disclosures and complete the Indication of Interest Form and we will be in touch shortly.

Sample Investment Advisory Agreement and Required Regulatory Disclosures

Sample Advisor Agreement

Regulatory Requirement Disclosures

  1. Form ADV Part 1 : Search for “Jonathan Selsick”
  2. Form ADV Part 2
  3. Our Code of Ethics
  4. Our Privacy Policy
  5. Our Business Continuity Notice

 

Indication Of Interest

Fields marked with an * are required
Client Basic Information
Acknowledgment of Disclosure Statements

Please view our Disclosures below the Advisor Agreement

Client hereby acknowledges receipt of a copy of Part 2A of Adviser’s Form ADV and understands that he/she has the right to terminate this Agreement for advisory services without penalty, within five business days after execution of this Agreement.

Client hereby acknowledges having received a copy of Adviser’s Privacy Policy as required under the Graham-Leach-Bliley Act, Regulation S-P.

Qualified Client status

Registered investment advisers generally are prohibited by section 205(a)(1) of the Advisers Act from charging performance-based compensation. An exemption from this prohibition is provided by Rule 205-3 under the Advisers Act for clients that meet the definition of a "qualified client."

Currently, Rule 205-3 provides that in order to be a qualified client, a client must have either (i) at least $1 million of assets under the management of the investment adviser, or (ii) a net worth (together, in the case of a client which is a natural person, with assets held jointly with a spouse) which the investment adviser reasonably believes to be in excess of $2.1 million.

SUBMITTING THIS ONLINE APPLICATION DOES NOT CREATE AN ADVISORY RELATIONSHIP.